JP Morgan Chase Bank NA corporate registration info at SEC as Municipal Advisor

And what is a Municipal Advisor?:

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 expanded the MSRB’s jurisdiction to include the regulation of municipal advisors.

The Dodd-Frank Act requires all municipal advisors, broadly defined as including financial advisors, guaranteed investment contract brokers, third-party marketers, placement agents, solicitors finders and certain swap advisors that provide municipal advisory services, to be registered both with the MSRB and the Securities and Exchange Commission (SEC). A list of MSRB-registered municipal advisors is available here.

The SEC has a temporary registration rule in place until September 30, 2013 for municipal advisors as it finalizes its interpretation of who qualifies as a “municipal advisor” under Dodd-Frank.

Someone found this SEC registration of a  Municipal Advisor Temporary form filled by a JP Morgan representative. Click here.

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